Legal and Compliance Opportunities at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Legal and Compliance Opportunities at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Explore Careers at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Cantor Fitzgerald is seeking a Paralegal/ Legal Administrative Assistant to support the Legal Financial Services/Prime Brokerage team. The candidate will provide direct assistance on highly sensitive legal and/or administrative matters. The ideal candidate will have experience working in the legal department within a financial services company, or within a small to...

18002374 Requisition #

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Main Purpose of the Role: To assist the FCA registered Money Laundering Reporting Officer (CF11) (and Nominated Officer under the Proceeds of Crime Act and the Terrorism Act) for the Cantor businesses. To assist the Anti Bribery and Corruption Officer for the Cantor businesses. To contribute to all aspects of the Cantors financial crime risk management framework...

18001945 Requisition #

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Job Description Department EMPLOYMENT LEGAL Job Title JUNIOR EMPLOYMENT COUNSEL FCA Controlled Function NO Reporting to SENIOR EMPLOYMENT COUNSEL Direct Reports N/A Main purpose of the role: For the BGC Partners and Cantor Fitzgerald group of companies: to advise on all aspects of employment law, both contentious and...

18001326 Requisition #

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Cantor Fitzgerald is seeking an Experienced Corporate Paralegal. This diverse position reports to our Chief Counsel for Securities and Corporate Governance and will be responsible for working closely with legal and accounting staff to prepare, manage and file periodic reports (including 10K; 10Q; 8K; proxy; Forms 3, 4, 5, 13D/G) with the SEC and coordinating audit...

18001916 Requisition #

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CANTOR FITZGERALD & CO. REGULATORY INQUIRIES COMPLIANCE OFFICER (Location: New York, NY) GROUP OVERVIEW The Securities Investigations and Regulatory Examinations Group (“SIRE”) at Cantor Fitzgerald & Co. (“CF&Co.”) is responsible for handling and submitting accurate, complete and timely responses to regulatory inquiries and sweep examinations of CF&Co. and...

18001454 Requisition #

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The Firm is seeking a junior to mid-level Compliance Officer to provide real-time advice and support to front office personnel in a fast paced, high-pressure environment. The Compliance Officer will be responsible for covering the various fixed income businesses.

17002211 Requisition #

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BGC Financial, L.P: VP-Compliance Manager: Overview: Jobholder will work as part of the Compliance team reporting to the CCO of the Broker Dealer. The focus of the role will be primarily covering trading activity for multiple equity and fixed income trading desks at the Firm. Key Responsibilities: · Review daily trade activity/exception reports related to the activities...

17002209 Requisition #

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