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Legal and Compliance

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Financial Crime Officer

Financial Services

Location: UNITED KINGDOM, LONDON, LONDON

Category: Legal and Compliance

Main Purpose of the Role: To assist the FCA registered Money Laundering Reporting Officer (CF11) (and Nominated Officer under the Proceeds of Crime...

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Cantor Fitzgerald: Paralegal/ Legal Administrative Assistant, Financial Services/Prime Brokerage

Financial Services

Location: UNITED STATES, NY, NEW YORK

Category: Legal and Compliance

Cantor Fitzgerald is seeking a Paralegal/ Legal Administrative Assistant to support the Legal Financial Services/Prime Brokerage team. The candidate...

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Junior Legal Counsel - Employment

Financial Services

Location: UNITED KINGDOM, LONDON, LONDON

Category: Legal and Compliance

Job Description Department EMPLOYMENT LEGAL Job Title JUNIOR EMPLOYMENT COUNSEL FCA Controlled Function NO Reporting to...

Cantor Fitzgerald: Regulatory Inquiry Compliance Officer

Cantor Fitzgerald

Location: UNITED STATES., NY., NEW YORK.

Category: Legal and Compliance

CANTOR FITZGERALD & CO. REGULATORY INQUIRIES COMPLIANCE OFFICER (Location: New York, NY) GROUP OVERVIEW The Securities Investigations and...

BGC Financial, L.P: VP, Fixed Income Compliance Officer

GFI

Location: UNITED STATES., NY., NEW YORK.

Category: Legal and Compliance

The Firm is seeking a junior to mid-level Compliance Officer to provide real-time advice and support to front office personnel in a fast paced,...

BGC Financial, L.P: VP, Compliance Manager

GFI

Location: UNITED STATES., NY., NEW YORK.

Category: Legal and Compliance

BGC Financial, L.P: VP-Compliance Manager: Overview: Jobholder will work as part of the Compliance team reporting to the CCO of the Broker Dealer....

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