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Legal and Compliance Opportunities at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Legal and Compliance Opportunities at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Explore Careers at Cantor Fitzgerald / BGC Partners / GFI / Newmark Grubb Knight Frank

Registrations Compliance Officer Responsibilities Handle the daily monitoring of FINRA Web CRD, IARD and NFA ORS Compliance; File required FINRA...

18004229 Requisition #

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Main purpose of the role: Member of collegiate legal team working primarily on the implementation of the Group’s Brexit strategy. The Group for these...

18003733 Requisition #

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Seeking a responsible, hard-working and organized individual to provide support and assistance to a team of employment lawyers advising Cantor’s...

18003603 Requisition #

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POSITION: CDD Analyst Main purpose of the role As we are expanding across Asia, this is a newly created role in our Seoul office to support the...

18003458 Requisition #

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POSITION: CDD AnalystMain purpose of the roleAs we are expanding across Asia, this is a newly created role in our Sydney office to support the growth...

18003457 Requisition #

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POSITION: CDD AnalystMain purpose of the roleAs we are expanding across Asia, this is a newly created role in our Tokyo office to support the growth...

18003456 Requisition #

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Main Purpose of the role : Provide support in managing the compliance affairs of the Sydney Office, providing regulatory input into the decision...

18002832 Requisition #

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Main purpose of the Role: To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the...

18003040 Requisition #

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Main Purpose of the Role: To assist the FCA registered Money Laundering Reporting Officer (CF11) (and Nominated Officer under the Proceeds of Crime Act and the Terrorism Act) for the Cantor businesses. To assist the Anti Bribery and Corruption Officer for the Cantor businesses. To contribute to all aspects of the Cantors financial crime risk management framework...

18001945 Requisition #

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CANTOR FITZGERALD & CO. REGULATORY INQUIRIES COMPLIANCE OFFICER (Location: New York, NY) GROUP OVERVIEW The Securities Investigations and Regulatory Examinations Group (“SIRE”) at Cantor Fitzgerald & Co. (“CF&Co.”) is responsible for handling and submitting accurate, complete and timely responses to regulatory inquiries and sweep examinations of CF&Co. and...

18001454 Requisition #

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